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Acts of Betrayal: Executive Summary

North Korea Report
EXECUTIVE SUMMARY

North Koreans fleeing deprivation and political oppression in their homeland have no choice but to cross the border into the People’s Republic of China. The exodus,which increased substantially with the advent of famine in North Korea in the mid-90s, presents acute humanitarian and human rights dilemmas to:
  • The government of China, which must assure its security and the integrity of its borders while fulfilling its obligations under the 1951 Convention Relating to the Status of Refugees; 
  • The Office of the UN High Commissioner for Refugees, which is prevented by the Chinese from assessing the situation for North Koreans in China directly; 
  • The government of South Korea, which, while willing to accept North Koreans who reach South Korean consulates as refugees, is not proactive in providing protection for North Koreans in China for fear of offending the Chinese and North Korean governments; 
  • The government of the United States, which, while concerned about the situation of North Koreans in China, is unwilling to make their treatment a major point of discussion in its ongoing political and human rights dialogue with the Chinese government.
The actual number of North Koreans in China is unknown. In its 2005 report on the status of North Korean asylum seekers, the U.S. State Department estimates that the current number is between 30,000 and 50,000. 

The primary motivation for North Koreans to leave their country is survival. China considers all North Koreans entering the country to be economic migrants, but this does not do justice to the level of suffering and deprivation that they experience. The North Koreans interviewed by Refugees International (RI) in 2003 and 2004 were almost all facing extreme circumstances when they left their homeland: food deprivation as the result of the collapse of the Public Distribution System, which supplied the basic food basket to North Korean families until the mid-90s famine; loss of employment as state enterprises ceased to function; death of family members in the famine, which shattered the support networks for the individual; health problems, either personal or of a family member, which led the individual to seek money for medicines in China. The vast majority of the North Koreans that RI interviewed were from North Hamgyong province, one of the poorest provinces in the country and one deliberately cut off from national and international food assistance during the famine as part of a “triage” strategy to husband scarce food resources.

The lives of North Koreans in China are ones of constant fear of arrest and deportation. They have no good options to live freely and meet their basic needs, and the few courageous individuals and organizations seeking to provide protection and assistance, whether Korean-Chinese, South Korean, or the rare few from outside the region, are themselves under constant pressure from the Chinese authorities to curtail their activities or risk expulsion.

Men have a difficult time finding sanctuary in China because they need to support themselves outside the home and traveling to find day labor exposes them to police searches. The overwhelming majority of North Korean women seeking to stay in China establish relationships with Chinese men, either through brokers or directly, as a survival strategy. While North Korean women sometimes find compatible companions and end up in loving relationships, most are — in effect — trafficked, sold to Chinese men or to the owners of brothels and karaoke bars. North Korean children are also vulnerable. Only a small percentage has access to education. They stay at home or in shelters all day to avoid detection. They cannot work. They are constantly worried about their families, either in North Korea or China. In the poignant words of one teenage boy, “The situation here does not allow me to dream about my future.”


There is a compelling case for the majority of North Koreans in China to be considered refugees. It rests on two pillars:

1. The nature of the North Korean political system and its impact on access to public goods, especially food;

2. The North Korean treatment of those arrested and deported from China as mandated by the country’s Criminal Code.

In North Korea access to public goods — food, education, health care, shelter, employment — cannot be separated from the all-pervasive system of political persecution. The North Korean population is divided into three classes: core, wavering, and hostile. The class status of each family is for life and transfers from generation to generation. Members of the hostile class are the last to receive entitlements, which is disastrous when a comprehensive welfare regime such as that established in North Korea collapses, as it did from 1994 onwards. Thus, an entire class of individuals is persecuted through the functioning of North Korea’s political system. In this context, there is no meaningful way to separate economic deprivation from political persecution.

In addition to the fundamental discrimination within the North Korean political system, the government further limits access to food and the economic means of survival through a variety of policies that control the lives of North Korean citizens. The government controls movement within the country by requiring travel passes to move outside one’s community of origin. Since foraging for food or looking for employment wherever it can be found are essential survival strategies at times of food shortages, limits on travel further prevent North Korean citizens from meeting their basic needs. The government restricts the activities of international relief agencies, declaring certain areas of the country off limits and preventing independent monitoring of the relief supplies provided.

Thus, most North Koreans crossing the border into China are fleeing state-sponsored denial of their human rights. Members of the “hostile class” and residents of areas deliberately cut off from international food assistance have an especially strong case to be considered refugees in the sense of fleeing targeted persecution. But the denial of basic rights extends more broadly, and the hunger that drives people to flee is the direct result of the political system that has been created by the leaders of the North Korean government. Not since Cambodia under the Khmer Rouge has a government succeeded in creating such an all-encompassing reality of oppression and restrictions on the basic rights of the majority of its citizens. North Koreans fleeing their country, therefore, have a case for refugee status as compelling as those fleeing Cambodia from 1975 to 1978.

The second pillar of the case for considering North Koreans in China for refugee status is the treatment they receive upon deportation. Leaving the country without permission is illegal under the North Korean Criminal Code. North Koreans arrested in China and deported are subject to punishments ranging from several months in a labor training center to long prison terms and even execution for individuals suspected or confirmed to have met with foreigners or converted to Christianity with the intention of becoming missionaries inside North Korea. Conditions in the labor training centers and prisons are harsh. Food rations are minimal and the work consists of hard labor such as digging canals and constructing roads. No medical care is available and prisoners too ill to work are often released so that the individuals do not die while in custody.

The universality of the punishment for leaving the country violates thefundamental right to leave one’s own country, a right enshrined both in the Universal Declarationof Human Rights, Article 13(2) and the International Covenant on Civil and Political Rights, Article 12(2), to which the Democratic People’s Republic of Korea (North Korea) is a state party.

RECOMMENDATIONS

The case for granting refugee status to North Koreans in China is compelling, but without changes in the policy of the People’s Republic of China, it is impossible to achieve. Nonetheless, any principled campaign to protect North Koreans in China must start by convincing China to: 1) Honor its obligations under the 1951 Refugee Convention and 1967 Protocol; and 2) allow UNHCR unimpeded access to North Koreans to review their overall situation and conduct individual status determinations. This would likely result in the granting of refugee status to a significant number of North Koreans.

In the meantime, a practical, near-term protection strategy must first and foremost seek to establish greater security for North Koreans in China. China, South Korea, and the United States have policy options available to them which would significantly enhance the protection of North Koreans outside their country without jeopardizing regional or national security.

REFUGEES INTERNATIONAL THEREFORE RECOMMENDS THAT:


The Government of the People’s Republic of China:
  • Take immediate humanitarian steps to protect North Koreans in China, including halting all deportations of North Koreans, except for those who commit criminal acts, and granting legal residence to the spouses of Chinese citizens and their children.
  • Take additional steps to normalize the situation for North Koreans inChina, including the granting of indefinite humanitarian status and providing North Koreans with a special resident visa if they can demonstrate that they have employment and shelter.
  • Grant a one-time blanket amnesty, with permissio to remain in the country, for all North Koreans in China.
  • Fulfill its obligations under the 1951 Convention Related to the Status of Refugees and its 1967 Protocol and allow the Office of the UN High Commissioner for Refugees unimpeded access to North Koreans in China to review their overall situation and conduct individual status determinations. China should abide by all UNHCR decisions regarding the granting of refugee status.

The Government of South Korea:
  • Become more proactive in its efforts to protect North Korean refugees by engaging with China to allow more North Koreans to seek asylum legally and making efforts to identify and protect North Koreans in other Southeast Asian countries. If these efforts are successful, South Korea should increase the number of North Koreans accepted as refugees.
  • Recognize that North Korean refugees need more time to adapt to life in South Korea and provide financial support to Korean non-governmental organizations for alternative education, vocational, and life skills programs.

The Government of the United States:
  • In the context of its ongoing human rights dialogue with Beijing, press the Chinese government to adopt measures to protect North Koreans in China, starting with immediately halting arrests and deportations and granting legal residence to the spouses of Chinese citizens and their children.
  • Quietly appoint a senior retired official of ambassadorial rank or higher who has credibility with the Chinese authorities to engage in informal discussions of this issue and convey consistent messages of concern about the plight of North Koreans in China.
  • Move cautiously to implement the assistance provisions of the North Korean Human Rights Act of 2004 for North Koreans outside their country, being careful to ensure that funding is provided on an appropriate scale for the operating environment in the border region. Avoid support for the establishment of camps for North Koreans in China or in neighboring countries.
  • Offer technical support to the Government of South Korea in the area of refugee resettlement and integration. If the offer is accepted, the United States should support technical missions of U.S. non-governmental organizations with experience resettling isolated refugee populations.

The Office of the UN High Commissioner for Refugees:
  • Continue to press the Chinese government to fulfill its obligations under the 1951 Convention Related to the Status of Refugees and its 1967 Protocol and allow UNHCR unimpeded access to North Koreans in China.
  • Increase the agency’s public profile on the issue of protecting North Koreans in China, taking advantage of opportunities for senior officials to raise concerns regarding protection and lack of access in UNHCR Standing Committee and Executive Committee meetings, open forums and the international media.
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